-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V/58P5IBzstETDudBoSKVP2QNNin0YAyEs8RQBgV8CfbNMdejuAjEnxa7vUVX4Q9 mCkbf24fyrc/YkMiUDPRyQ== 0001045969-01-000142.txt : 20010213 0001045969-01-000142.hdr.sgml : 20010213 ACCESSION NUMBER: 0001045969-01-000142 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010212 GROUP MEMBERS: CORAL MANAGEMENT PARTNERS II, LP GROUP MEMBERS: CORAL MANAGEMENT PARTNERS IV, LP GROUP MEMBERS: CORAL PARTNERS II LP GROUP MEMBERS: CORAL PARTNERS IV, LP GROUP MEMBERS: PETER H. MCNERNEY GROUP MEMBERS: YUVAL ALMOG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AKSYS LTD CENTRAL INDEX KEY: 0000902600 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 363890205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49959 FILM NUMBER: 1534860 BUSINESS ADDRESS: STREET 1: TWO MARRIOTT DR STREET 2: STE 300 CITY: LIBERTYVILLE STATE: IL ZIP: 60069 BUSINESS PHONE: 8472476051 MAIL ADDRESS: STREET 1: 1113 S MILWAUKEE AVE STREET 2: SUITE 300 CITY: LIBERTYVILLE STATE: IL ZIP: 60048 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CORAL PARTNERS II LP CENTRAL INDEX KEY: 0000924591 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411662632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 60 SOUTH SIXTH STREET SUITE 3510 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123358666 MAIL ADDRESS: STREET 1: 60 SOUTH SIXTH STREET SUITE 3510 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 SC 13G/A 1 0001.txt SCHEDULE 13G AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* --- Aksys, Ltd. -------------------- (Name of Issuer) Common Stock, par value $.01 per share --------------------------------------- (Title of Class of Securities) 10196103 ------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1: and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13D-7). *The remainder of this cover page shall be filled out for a reporting person's Initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ----------------------- ------------------------ CUSIP No. 10196103 13G Page 2 of 14 Pages -------- -- -- ----------------------- ------------------------ - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Coral Partners II, a limited partnership SEC ID #0000924591 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 495,751 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 495,751 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 495,751 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 2.72% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! ----------------------- ------------------------ CUSIP No. 10196103 13G Page 3 of 14 Pages --------- -- -- ----------------------- ------------------------ - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Coral Management Partners II, Limited Partnership - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 495,751 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 495,751 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 495,751 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 2.72% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! - ------------------------ ------------------------ CUSIP No. 10196103 13G Page 4 of 14 Pages --------- -- -- - ------------------------ ------------------------ - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Coral Partners IV, Limited Partnership - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 857,143 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 857,143 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 857,143 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 4.71% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! - ------------------------ ------------------------ CUSIP No. 10196103 13G Page 5 of 14 Pages --------- -- -- - ------------------------ ------------------------ - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Coral Management Partners IV, Limited Partnership - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 857,143 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 857,143 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 857,143 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 4.71% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! - ----------------------- -------------------------- CUSIP No. 10196103 13G Page 6 of 14 Pages --------- -- -- - ----------------------- -------------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Yuval Almog - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States (MN) - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 118,297 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 1,357,869 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 118,297 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,357,869 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,476,166 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.11% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! - ------------------------- ------------------------- CUSIP No. 10196103 13G Page 7 of 14 Pages --------- -- -- - ------------------------- ------------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Peter H. McNerney - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States (MN) - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 194,150 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 1,352,894 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 194,150 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,352,894 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,547,044 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.50% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ SEE INSTRUCTION BEFORE FILLING OUT! Item 1. Issuer's Name and Address of Principal Executive Offices: - ------- --------------------------------------------------------- (a) Aksys, Ltd. (b) Two Marriott Drive Lincolnshire, IL 20817 Item 2. Information Concerning Person Filing: - ------- ------------------------------------- (a) Filing Persons: Entities: Coral Partners IV, Limited Partnership ("CP IV") Coral Management Partners IV, Limited Partnership ("CMP IV") Coral Partners II, a limited partnership ("CP II") Coral Management Partners II, Limited Partnership ("CMP II") Individuals: Yuval Almog Peter H. McNerney (b) Principal Business Address: 60 South Sixth Street Suite 3510 Minneapolis, MN 55402 (c) Citizenship/Place of Organization Entities: Coral Partners IV ("CP IV") Delaware Coral Management Partners IV ("CMP IV") Delaware Coral Partners II ("CP II") Delaware Coral Management Partners II ("CMP II") Delaware Individuals: Yuval Almog United States Peter H. McNerney United States (d) Title of Class of Securities: Common Stock (e) CUSIP No. 10196103 Page 8 of 14 Item 3. Status of Person Filing: - ------- ------------------------ Not applicable. Item 4. Ownership: - ------- ----------
ENTITIES CP IV CMP IV CP II CMP II ----- ------ ----- ------ (a)Beneficial Ownership 857,143* 857,143* 495,751* 495,751* (b)Percentage of Class 4.71% 4.71% 2.72% 2.72% (c)(i)Sole Voting Power: 857,143 857,143 495,751 495,751 (ii)Shared Voting Power: 0 0 0 0 (iii)Sole Dispositive Power: 857,143 857,143 495,751 495,751 (iv)Shared Dispositive Power: 0 0 0
INDIVIDUALS: Almog McNerney ----- -------- (a)Beneficial Ownership 1,476,166* 1,547,044* (b)Percentage of Class 8.11% 8.50% (c)(i)Sole Voting Power: 118,297 194,150 (ii)Shared Voting Power: 1,357,869 1,352,894 (iii)Sole Dispositive Power: 118,297 194,150 (iv)Shared Dispositive Power: 1,357,869 1,352,894 * Pursuant to Rule 13d-4, the reporting person disclaims beneficial ownership of these securities except to the extent of his/her pecuniary interest therein. Item 5. Ownership of Five Percent or Less of a Class: - ------- --------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. * Item 6. Ownership of More than Five Percent on Behalf of Another Person: - ------- ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of Subsidiary: - ------- ------------------------------------------------ Not applicable. Page 9 of 14 Item 8. Identification and Classification of Group: - ------- ------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group: - ------- ------------------------------- Not applicable. Item 10. Certification: - -------- -------------- Not applicable. Page 10 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 6, 2001 Coral Partners II, a limited partnership By: Coral Management Partners II, Limited Partnership, Its: General Partner /s/ Peter H. McNerney - ------------------------ Peter H. McNerney General Partner Coral Partners IV, Limited Partnership By: Coral Management Partners IV, Limited Partnership Its: General Partner /s/ Peter H. McNerney - ------------------------- Peter H. McNerney General Partner Coral Management Partners II, Limited Partnership, By: General Partner /s/ Peter H. McNerney - ------------------------- Peter H. McNerney General Partner Coral Management Partners IV, Limited Partnership By: General Partner /s/ Peter H. McNerney - ------------------------- Peter H. McNerney General Partner By /s/ Yuval Almog By /s/ Peter H. McNerney ----------------------- ---------------------- Yuval Almog Peter H. McNerney Page 11 of 14 EXHIBIT INDEX Sequentially Exhibit Document Description Numbered Page - -------- -------------------- ------------- A Agreement of Joint Filing 13 Page 12 of 14 EXHIBIT A --------- Agreement of Joint Filing ------------------------- Each of the undersigned hereby agrees that they are filing jointly pursuant to Rule 13d-1(f)(1) of the Securities Exchange Act of 1934, as amended, the Statement dated February 6, 2001, containing the information required by Schedule 13G, for the shares of Common Stock of Aksys, Ltd. which they each beneficially hold. Dated: February 6, 2001 Coral Partners II, a limited partnership By: Coral Management Partners II, Limited Partnership, Its: General Partner /s/ Peter H. McNerney - --------------------------- Peter H. McNerney General Partner Coral Partners IV, Limited Partnership By: Coral Management Partners IV, Limited Partnership Its: General Partner /s/ Peter H. McNerney - --------------------------- Peter H. McNerney General Partner Coral Management Partners II, Limited Partnership, By: General Partner /s/ Peter H. McNerney - --------------------------- Peter H. McNerney General Partner Coral Management Partners IV, Limited Partnership By: General Partner /s/ Peter H. McNerney - --------------------------- Peter H. McNerney General Partner Page 13 of 14 By /s/ Yuval Almog ---------------------------- Yuval Almog By /s/ Peter H. McNerney ---------------------------- Peter H. McNerney Page 14 of 14 -----END PRIVACY-ENHANCED MESSAGE-----